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Record STMT-W6B42A2Soft law

Robustness and Explainability of Artificial Intelligence: From technical to policy solutions

Robustness and Explainability of Artificial Intelligence From technical to policy solutions

Report Institutional policyEuropean Unionin force

This technical report by the European Commission Joint Research Centre examines the robustness and explainability of artificial intelligence systems, bridging technical machine learning research with policy and regulatory considerations. It details vulnerabilities such as data poisoning and adversarial examples, discusses transparency and data protection issues under the GDPR, and puts forward policy recommendations for standardization and certification tools for AI.

Summary and content fields are drawn from the document text and are pending editorial review.

Who issued it

European CommissionGovernment (executive)
Lead issuer
Legal forceSoft law
Under whose authorityInstitutional policy
Judged fromfull text

Who it governs

National governmentRegulatorsPublic sector bodiesAI developers and providersResearchers and academics

Policy makers, regulators, and researchers looking to understand the technical limitations, risks, and governance frameworks surrounding AI robustness and explainability.

Sectors
Cross-sectorResearch and science · artificial intelligence and machine learning research

What the document contains

What's covered

The report covers the technical background of artificial intelligence and machine learning, focusing on transparency, model reliability, vulnerabilities like adversarial examples and data poisoning, data protection, and potential policy solutions including certification, impact assessments, and standardization.

What's missing

The report does not provide binding legal regulations or a final operational standard, but rather offers technical analysis and policy-oriented recommendations for decision-makers.

Key takeaways
  • AI systems present significant vulnerabilities, such as data poisoning and adversarial examples, that threaten their reliability and security.
  • The opaqueness of complex machine learning models creates challenges for transparency and compliance with data protection frameworks like the GDPR.
  • Robustness and explainability are closely intertwined, as understanding a model's mechanisms helps assess its failure risks and ensure trustworthy deployment.
  • Policy solutions should include impact assessments modeled on Data Protection Impact Assessments (DPIAs), alongside standardized robustness testing and certification schemes.
  • Establishing threat-driven procedures and publishing good practices are essential for building trust and managing risks associated with AI deployment.
Outline
· Executive summary
· Abstract
· 1 Introduction
· 2 Background: Perspectives from Society and Policy making
· 3 Artificial Intelligence and its Robustness and Explainability: Overview and limitations
· 4 From technical to policy solutions
· 5 Conclusion
· References
Issued2020
Length18,823 words · 40 pages
FormatNot recorded
Scoperegional

How it scores

Pending review

Each score is backed by a quote verified against the document text. Editorial review has not yet confirmed them.

Fairness

2/5

Non-discrimination and equitable treatment

diversity, non-discrimination and fairness: accessibility, lawfulness;

2.3 From Data Governance to AI Governance

screening score · 2026-10-23

Human Dignity

2/5

Respect for the inherent worth of persons

Users must be guaranteed that their fundamental rights are protected and that products and services are safe to use.

4 1 Introduction

screening score · 2026-10-23

Human Oversight

3/5

Humans remain in control of consequential decisions

For critical contexts where no safe and secure technical solution exists, human supervision and final decision -making should remain the default option.

4.1.1 Impact assessments of AI systems

screening score · 2026-10-23

Privacy

3/5

Protection of personal data and private life

The General Data Protection Regulation (GDPR), applicable since 2018, has introduced a set of rights that relate to the explainability of AI

1 Executive summary

screening score · 2026-10-23

Transparency

4/5

Openness about how AI systems work and are used

promoting transparency in the conception of machine learning models, emphasizing the need of an explainability-by-design approach for AI systems

1 Executive summary

screening score · 2026-10-23

Enforcement

2/5

Consequences and compliance mechanisms with real force

This characteristic raises the question of a possible expiration date for the certification.

4.1.2 Testing

screening score · 2026-10-23

Impact Assessment

4/5

Required assessment of an AI system's risks/impacts before or during use

developing a methodology to evaluate the impacts of AI systems on society built on the model of the Data Protection Impact Assessments (DPIA) introduced in the GDPR

1 Executive summary

screening score · 2026-10-23

Topics

robustness explainability cybersecurity data_protection standardization